Client stories
Discover our track record of successful program and project delivery with firms across the USA.
AML historical transaction review
Regional US bank
Volume: 35 people
Length: 6 months
Deliverable: Performed a lookback review on thousands of transactions to identify patterns of suspicious activity and remediate any gaps in AML processes or controls.
AML/BSA program build
Credit Card Bank
Volume: 4 people
Length: 9 months
Deliverable: Created and implemented an enterprise-wide AML program enabling a new credit card product to launch on-time and under budget.
CMS redesign & MRA response
Regional US bank
Volume: 55 people
Length: 24 months
Deliverable: Assisted a top 10 bank in restructuring their compliance program in accordance with MRAs from the OCC and Federal Reserve.
Payments/Deposits
Mid-sized Retail Bank in the U.S.
Volume: 4 people
Length: 6 months
Deliverable: Regulatory experts enhanced policies and procedures for bank’s payments and deposit products and satisfied regulator expectations.
AML/BSA testing
International Retail Bank
Volume: 12 people
Length: 6 months
Deliverable: Completed transaction testing and SAR filings for newly launched product. Client hired 5 of our 12 resources as full-time employees.
UDAAP review and remediation plan
Regional US bank
Volume: 28 people
Length: 12 months
Deliverable: Assisted a large US bank in a proactive UDAAP review of bank practices and products then helped draft the remediation plan for submission to regulators.
Change management re compliance
Regional US retail bank
Volume: 7 people
Length: 18 months
Deliverable: Aided a major retail bank in the US to update redesign their compliance policies and procedures then assisted with implementation and training for business lines.
Design and implement compliance training
Fintech payments company
Volume: 3 people
Length: 12 months
Deliverable: Helped a payments Fintech company create and implement a compliance training program.
Fair lending review
International bank
Volume: 12 people
Length: 6 months
Deliverable: Conducted a review of client’s fair lending program to identify gaps and in program and/or controls.
Quality assurance review of 1st line controls
Large retail lender
Volume: 40 people
Length: 4 months
Deliverable: Conducted quality assurance testing on 1st line of defense controls framework.
Exam preparation
International bank
Volume: 6 people
Length: 6 months
Deliverable: Deployed a team former OCC, CFPB, and Fed examiners to help client prepare for upcoming exam. Exam received a satisfactory rating.
Reg W implementation
Fintech
Volume: 2 people
Length: 18 months
Deliverable: Assisted a start-up Fintech in creating and implementing their Reg W program.
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