Client stories

Discover our track record of successful program and project delivery  with firms across the USA.

Case-Studies-1

AML historical transaction review
Regional US bank

Volume: 35 people
Length: 6 months

Deliverable: Performed a lookback review on thousands of transactions to identify patterns of suspicious activity and remediate any gaps in AML processes or controls.

Case-Studies-2

AML/BSA program build
Credit Card Bank

Volume: 4 people
Length: 9 months

Deliverable: Created and implemented an enterprise-wide AML program enabling a new credit card product to launch on-time and under budget.

Case-Studies-3

CMS redesign & MRA response
Regional US bank

Volume: 55 people
Length: 24 months

Deliverable: Assisted a top 10 bank in restructuring their compliance program in accordance with MRAs from the OCC and Federal Reserve.

Case-Studies-4

Payments/Deposits
Mid-sized Retail Bank in the U.S.

Volume: 4 people
Length: 6 months

Deliverable: Regulatory experts enhanced policies and procedures for bank’s payments and deposit products and satisfied regulator expectations.

Case-Studies-5

AML/BSA testing
International Retail Bank

Volume: 12 people
Length: 6 months

Deliverable: Completed transaction testing and SAR filings for newly launched product. Client hired 5 of our 12 resources as full-time employees.

Case-Studies-6

UDAAP review and remediation plan
Regional US bank

Volume: 28 people
Length: 12 months

Deliverable: Assisted a large US bank in a proactive UDAAP review of bank practices and products then helped draft the remediation plan for submission to regulators.

Client story 7

Change management re compliance
Regional US retail bank

Volume: 7 people
Length: 18 months

Deliverable: Aided a major retail bank in the US to update redesign their compliance policies and procedures then assisted with implementation and training for business lines.

Client story 8

Design and implement compliance training
Fintech payments company

Volume: 3 people
Length: 12 months

Deliverable: Helped a payments Fintech company create and implement a compliance training program.

Client story 9

Fair lending review
International bank

Volume: 12 people
Length: 6 months

Deliverable: Conducted a review of client’s fair lending program to identify gaps and in program and/or controls.

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Quality assurance review of 1st line controls
Large retail lender

Volume: 40 people
Length: 4 months

Deliverable: Conducted quality assurance testing on 1st line of defense controls framework.

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Exam preparation
International bank

Volume: 6 people
Length: 6 months

Deliverable: Deployed a team former OCC, CFPB, and Fed examiners to help client prepare for upcoming exam. Exam received a satisfactory rating.

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Reg W implementation
Fintech

Volume: 2 people
Length: 18 months

Deliverable: Assisted a start-up Fintech in creating and implementing their Reg W program. 

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