Client Stories

Discover our track record of successful program and project delivery  with firms across the USA.

AML historical transaction review Regional US bank

Volume: 35 people
Length: 6 months

Deliverable: Performed a lookback review on thousands of transactions to identify patterns of suspicious activity and remediate any gaps in AML processes or controls.

AML/BSA program build Credit Card Bank

Volume: 4 people
Length: 9 months

Deliverable: Created and implemented an enterprise-wide AML program enabling a new credit card product to launch on-time and under budget.

CMS redesign & MRA response Regional US bank

Volume: 55 people
Length: 24 months

Deliverable: Assisted a top 10 bank in restructuring their compliance program in accordance with MRAs from the OCC and Federal Reserve.

Payments/Deposits Mid-sized Retail Bank in the USA.

Volume: 4 people
Length: 6 months

Deliverable: Regulatory experts enhanced policies and procedures for bank’s payments and deposit products and satisfied regulator expectations.

AML/BSA testing International Retail Bank

Volume: 12 people
Length: 6 months

Deliverable: Completed transaction testing and SAR filings for newly launched product. Client hired 5 of our 12 resources as full-time employees.

UDAAP review and remediation plan Regional US bank

Volume: 28 people
Length: 12 months

Deliverable: Assisted a large US bank in a proactive UDAAP review of bank practices and products then helped draft the remediation plan for submission to regulators.

Change management re compliance Regional US retail bank

Volume: 7 people
Length: 18 months

Deliverable: Aided a major retail bank in the US to update redesign their compliance policies and procedures then assisted with implementation and training for business lines.

Design and implement compliance training Fintech payments company

Volume: 3 people
Length: 12 months

Deliverable: Helped a payments Fintech company create and implement a compliance training program.

Fair lending review International bank

Volume: 12 people
Length: 6 months

Deliverable: Conducted a review of client’s fair lending program to identify gaps and in program and/or controls.

Quality assurance review of 1st line controls Large retail lender

Volume: 40 people
Length: 4 months

Deliverable: Conducted quality assurance testing on 1st line of defense controls framework.

Exam preparation International bank

Volume: 6 people
Length: 6 months

Deliverable: Deployed a team former OCC, CFPB, and Fed examiners to help client prepare for upcoming exam. Exam received a satisfactory rating.

Reg W implementation Fintech

Volume: 2 people
Length: 18 months

Deliverable: Assisted a start-up Fintech in creating and implementing their Reg W program. 

The bigger picture

Search Capital

Guideline is part of Search Capital, global human capital specialist with more than 300 people working across 5 brands in six locations across Europe and the USA.

Find out more